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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 6 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

6 advisors

Unlock all 6
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Janna M. ForteWest Conshohocken, PABarton Investment Management, LLCAdviser only–Atlas2014
2Michael D. JonesW. Conshohocken, PABarton Investment Management, LLCAdviser onlyCFAAtlas2022
3Henry B. RileyW. Conshohocken, PABarton Investment Management, LLCAdviser onlyCFAAtlas2020
4John B. RileyKey Largo, FLBarton Investment Management, LLCAdviser onlyCFAAtlas2020
5Peter C. ShouvlinWilton, CTBarton Investment Management, LLCAdviser only–Atlas2018
6James M. TatlowW. Conshohocken, PABarton Investment Management, LLCAdviser only–Atlas2010

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.