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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 173 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

173 advisors

Unlock all 173
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Anthony D. AgbayFt. Lauderdale, FLKovack Advisors, Inc.Adviser and broker–Atlas2010
2Daniel M. AllenFt. Lauderdale, FLKovack Advisors, Inc.Adviser only–Atlas1999
3Joseph AloisioFt. Lauderdale, FLKovack Advisors, Inc.Adviser and broker–Atlas2005
4Alicia D. AlvarezFt. Lauderdale, FLKovack Advisors, Inc.Adviser and broker–Atlas2001
5Frank P. AnderesFt. Lauderdale, FLKovack Advisors, Inc.Adviser and broker–Atlas2000
6Mike AntashyanFt. Lauderdale, FLKovack Advisors, Inc.Adviser and broker–Atlas2019
7Raymond G. AriasFt. Lauderdale, FLKovack Advisors, Inc.Adviser and broker–Atlas2007
8Marcus A. ArneaudFort Lauderdale, FLKovack Advisors, Inc.Adviser and broker–Atlas2002
9Moshe AronovBoca Raton, FLKovack Advisors, Inc.Adviser and broker–Atlas2008
10Steven D. AustinFt. Lauderdale, FLKovack Advisors, Inc.Adviser and broker–Atlas1991

163 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.