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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Erik P. BarkerMiddleton, WIJacobson & Schmitt Advisors, LLCAdviser onlyCFPAtlas2020
2Angela M. BehmMiddleton, WIJacobson & Schmitt Advisors, LLCAdviser only–Atlas2011
3Lucy N. CuffMiddleton, WIJacobson & Schmitt Advisors, LLCAdviser onlyCFPAtlas2023
4Leah L. HalvorsonMiddleton, WIJacobson & Schmitt Advisors, LLCAdviser only–Atlas2025
5Christopher E. JohnsonMiddleton, WIJacobson & Schmitt Advisors, LLCAdviser onlyCFPAtlas2015
6Adam C. SweetMiddleton, WIJacobson & Schmitt Advisors, LLCAdviser onlyCFP, CFAAtlas2019
7Terri L. Van Den EindeMiddleton, WIJacobson & Schmitt Advisors, LLCAdviser only–Atlas2025
8Richard J. Vanden BoogardMiddleton, WIJacobson & Schmitt Advisors, LLCAdviser onlyCFAAtlas2012
9Brooke M. WolvertonMiddleton, WIJacobson & Schmitt Advisors, LLCAdviser only–Atlas2022
10Daniel R. Zawidowski IIMiddleton, WIJacobson & Schmitt Advisors, LLCAdviser only–Atlas2014

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.