Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Dennus K. Bradley CooperOverland Park, KS | Cornerstone Securities LLC | Adviser only | – | Atlas | 2002 |
| 2Mason CarhartOverland Park, KS | Cornerstone Securities LLC | Adviser only | – | Atlas | 2022 |
| 3Jon R. FergusonOverland Park, KS | Cornerstone Securities LLC | Adviser only | – | Atlas | 2004 |
| 4John B. FitchOverland Park, KS | Cornerstone Securities LLC | Adviser only | – | Atlas | 2003 |
| 5Greg HumphreysOverland Park, KS | Cornerstone Securities LLC | Adviser only | – | Atlas | 2026 |
| 6Bart A. SpachekOverland Park, KS | Cornerstone Securities LLC | Adviser only | – | Atlas | 2013 |
| 7Timothy J. StearnsArlington Heights, IL | Cornerstone Securities LLC | Adviser only | – | Atlas | 2001 |
| 8Steven M. StrattonOverland Park, KS | Cornerstone Securities LLC | Adviser only | – | Atlas | 2001 |
| 9Brian L. TaylorOverland Park, KS | Cornerstone Securities LLC | Adviser only | – | Atlas | 2015 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.