Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Michael B. BaderOrange, CA | Secura Financial | Adviser only | – | Atlas | 2012 |
| 2Harry M. BarthOrange, CA | Secura Financial | Adviser and broker | CFP, ChFC | Atlas | 1994 |
| 3Casey L. HatcherOrange, CA | Secura Financial | Adviser and broker | CFP | Atlas | 2008 |
| 4Brent L. HoneaOrange, CA | Secura Financial | Adviser and broker | – | Atlas | 2007 |
| 5Richard W. JackmanOrange, CA | Secura Financial | Adviser and broker | CFP | Atlas | 1997 |
| 6Richard KikuchiBrea, CA | Secura Financial | Adviser only | – | Atlas | 2026 |
| 7Saul A. PalenciaOrange, CA | Secura Financial | Adviser only | – | Atlas | 2025 |
| 8Jason D. StoneOrange, CA | Secura Financial | Adviser and broker | CFP | Atlas | 2008 |
| 9Kraig N. StromOrange, CA | Secura Financial | Adviser and broker | CFP, ChFC | Atlas | 2007 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.