Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Michael B. BaderOrange, CA | Secura Financial | Adviser only | – | Atlas | 2012 |
| 2Harry M. BarthOrange, CA | Secura Financial | Adviser and broker | CFP, ChFC | Atlas | 1994 |
| 3Casey L. HatcherOrange, CA | Secura Financial | Adviser and broker | CFP | Atlas | 2008 |
| 4Brent L. HoneaOrange, CA | Secura Financial | Adviser and broker | – | Atlas | 2007 |
| 5Richard W. JackmanOrange, CA | Secura Financial | Adviser and broker | CFP | Atlas | 1997 |
| 6Richard KikuchiBrea, CA | Secura Financial | Adviser only | – | Atlas | 2026 |
| 7Saul A. PalenciaOrange, CA | Secura Financial | Adviser only | – | Atlas | 2025 |
| 8Jason D. StoneOrange, CA | Secura Financial | Adviser and broker | CFP | Atlas | 2008 |
| 9Kraig N. StromOrange, CA | Secura Financial | Adviser and broker | CFP, ChFC | Atlas | 2007 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.