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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Samuel M. ChaseHouston, TXStephens Investment Management Group, LLCAdviser onlyCFAAtlas2004
2Charles ClavelHouston, TXStephens Investment Management Group, LLCAdviser onlyCFAAtlas2019
3Ryan E. CraneHouston, TXStephens Investment Management Group, LLCAdviser onlyCFAAtlas2004
4John R. KellerHouston, TXStephens Investment Management Group, LLCAdviser onlyCFAAtlas2014
5Marc S. LittleHouston, TXStephens Investment Management Group, LLCAdviser only–Atlas2005
6Patricia K. RanucciHouston, TXStephens Investment Management Group, LLCAdviser onlyCFAAtlas2004
7Joseph W. SimpsonLittle Rock, ARStephens Investment Management Group, LLC +1 moreAdviser and broker–Atlas2004
8Anil ThomasEvanston, ILStephens Investment Management Group, LLCAdviser only–Atlas2008
9Kimberly A. TuckerHouston, TXStephens Investment Management Group, LLCAdviser only–Atlas2023
10Frank P. WhiteHouston, TXStephens Investment Management Group, LLCAdviser only–Atlas2005

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.