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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Timothy J. BrothersClifton Park, NYUnited Capital Financial AdvisorsAdviser only–Atlas2002
2Thomas B. DickeyNew York, NYUnited Capital Financial AdvisorsAdviser onlyCFPAtlas2021
3Peter J. GroganBuffalo, NYUnited Capital Financial AdvisorsAdviser onlyCFPAtlas2021
4James J. PiangozzaBethpage, NYUnited Capital Financial AdvisorsAdviser and brokerCFP, CFAAtlas2015
5John F. Rehak IIIBuffalo, NYUnited Capital Financial AdvisorsAdviser onlyCFPAtlas2026
6Laurie SamayNew York, NYUnited Capital Financial AdvisorsAdviser onlyCFPAtlas2025
7Mary SchanzlinBuffalo, NYUnited Capital Financial AdvisorsAdviser onlyCFPAtlas2017
8Edwin SzeNew York, NYUnited Capital Financial AdvisorsAdviser only–Atlas2023
9Matthew VersageTampa, FLUnited Capital Financial Advisors +1 moreAdviser onlyCFPAtlas2026

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.