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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 238 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

238 advisors

Unlock all 238
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Emily J. AltafferBryan, OHCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2009
2Donald K. AmmonDayton, OHCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2015
3Ryan F. AntepenkoCincinnati, OHCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2006
4Joseph S. ArnoldWestlake, OHCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2006
5Robert E. ArtimDublin, OHCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2009
6Zachary AverySpringfield, OHCambridge Investment Research Advisors, Inc.Adviser and brokerCFPAtlas2019
7Timothy W. AyerGrand Rapids, OHCambridge Investment Research Advisors, Inc.Adviser only–Atlas2003
8Thomas R. BatesColumbus, OHCambridge Investment Research Advisors, Inc.Adviser and brokerCFP, ChFCAtlas1999
9David M. BaumPerrysburg, OHCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas1999
10Craig S. BavinBryan, OHCambridge Investment Research Advisors, Inc.Adviser and broker–Atlas2020

228 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.