Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Kevin M. BeauchampBirmingham, MI | Arax Advisory Partners | Adviser and broker | – | Atlas | 2006 |
| 2Richard I. DavisBloomfield Hills, MI | Arax Advisory Partners | Adviser only | – | Atlas | 2010 |
| 3Aaron J. HodariBirmingham, MI | Arax Advisory Partners | Adviser and broker | CFP | Atlas | 2014 |
| 4Brian J. MackeyBirmingham, MI | Arax Advisory Partners | Adviser only | CFA | Atlas | 2018 |
| 5Geri A. MiraBloomfield Hills, MI | Arax Advisory Partners | Adviser and broker | – | Atlas | 2004 |
| 6Prasad MohanBirmingham, MI | Arax Advisory Partners | Adviser only | – | Atlas | 2016 |
| 7Robert J. SamrahTroy, MI | Arax Advisory Partners | Adviser only | CFA | Atlas | 2010 |
| 8Marc R. SchechterBirmingham, MI | Arax Advisory Partners | Adviser only | – | Atlas | 2025 |
| 9Jordan H. SmithBirmingham, MI | Arax Advisory Partners | Adviser and broker | – | Atlas | 2019 |
| 10Kristie L. WaldorfBirmingham, MI | Arax Advisory Partners | Adviser and broker | – | Atlas | 2008 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.