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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 49 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

49 advisors

Unlock all 49
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jacob B. AndersonMinneapolis, MNWells Fargo Investment Institute, Inc.Adviser only–Atlas2026
2Arsene BleSt. Louis, MOWells Fargo Investment Institute, Inc.Adviser only–Atlas2023
3Andrew A. BowlingCharlotte, NCWells Fargo Investment Institute, Inc.Adviser only–Atlas2023
4Joseph E. BuffaSaint Louis, MOWells Fargo Investment Institute, Inc.Adviser only–Atlas2009
5Justin ChamberlinCharlotte, NCWells Fargo Investment Institute, Inc.Adviser only–Atlas2025
6John P. FrithCharlotte, NCWells Fargo Investment Institute, Inc.Adviser onlyCFAAtlas2021
7Mary J. GrindlandMinneapolis, MNWells Fargo Investment Institute, Inc.Adviser only–Atlas2022
8Brandon GrossSaint Louis, MOWells Fargo Investment Institute, Inc.Adviser only–Atlas2018
9Michael D. HarrisCharlotte, NCWells Fargo Investment Institute, Inc.Adviser only–Atlas2022
10Brian J. HeathCharlotte, NCWells Fargo Investment Institute, Inc.Adviser only–Atlas2022

39 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.