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Est. 2026The front page of wealth managementNew York

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AtlasFinancial ADVSR
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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 11 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

11 advisors

Unlock all 11
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Matthew E. BehrmanNew York, NYCarret Asset Management, LLCAdviser only–Atlas2024
2Brendan E. DevineNew York, NYCarret Asset Management, LLCAdviser only–Atlas2023
3Todd R. FliegelNew York, NYCarret Asset Management, LLCAdviser onlyCFAAtlas2003
4Laurence R. GoldingNew York, NYCarret Asset Management, LLCAdviser only–Atlas2021
5Jason R. GraybillDenver, COCarret Asset Management, LLCAdviser onlyCFAAtlas2002
6Jack C. KaplanNew York, NYCarret Asset Management, LLCAdviser onlyCFAAtlas2002
7Neil D. KleinNew York, NYCarret Asset Management, LLCAdviser only–Atlas1997
8Franklin LeveringDenver, COCarret Asset Management, LLCAdviser onlyCFAAtlas2021
9Elizabeth A. NewberryNew York, NYCarret Asset Management, LLCAdviser onlyCFAAtlas2003
10David P. PearsonNew York, NYCarret Asset Management, LLCAdviser only–Atlas2002

1 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.