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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

8 advisors

Unlock all 8
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Matthew E. BehrmanNew York, NYCarret Asset Management, LLCAdviser only–Atlas2024
2Todd R. FliegelNew York, NYCarret Asset Management, LLCAdviser onlyCFAAtlas2003
3Laurence R. GoldingNew York, NYCarret Asset Management, LLCAdviser only–Atlas2021
4Jack C. KaplanNew York, NYCarret Asset Management, LLCAdviser onlyCFAAtlas2002
5Neil D. KleinNew York, NYCarret Asset Management, LLCAdviser only–Atlas1997
6Elizabeth A. NewberryNew York, NYCarret Asset Management, LLCAdviser onlyCFAAtlas2003
7David P. PearsonNew York, NYCarret Asset Management, LLCAdviser only–Atlas2002
8Wayne S. ReisnerNew York, NYCarret Asset Management, LLCAdviser only–Atlas2004

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.