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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Michael D. BurkeHouston, TXBolton Securities CorporationAdviser only–Atlas2020
2Michael J. BurkeHouston, TXBolton Securities CorporationAdviser and broker–Atlas2000
3Tomas A. EsteveBrownsville, TXBolton Securities CorporationAdviser and broker–Atlas1992
4Ricardo P. FilizolaBrownsville, TXBolton Securities CorporationAdviser and broker–Atlas1999
5Flavio R. GonzalezBrownsville, TXBolton Securities CorporationAdviser and broker–Atlas1987
6James D. MohrHouston, TXBolton Securities CorporationAdviser and broker–Atlas2021
7Maria G. NorthamHouston, TXBolton Securities CorporationAdviser and broker–Atlas1998
8Jackson S. SmithHouston, TXBolton Securities CorporationAdviser and brokerCFAAtlas2022
9Sergio I. SosaHouston, TXBolton Securities CorporationAdviser and broker–Atlas2017
10Eduardo F. SuarezHouston, TXBolton Securities CorporationAdviser and broker–Atlas2018

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.