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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 13 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

13 advisors

Unlock all 13
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Christopher AlbertiBridgewater, NJGwn Securities Inc.Adviser and broker–Atlas2012
2Michael A. DilellaBridgewater, NJGwn Securities Inc.Adviser and broker–Atlas2015
3Patrick F. GeubtnerNorthfield, NJGwn Securities Inc.Adviser and broker–Atlas2004
4Sean GreavesBridgewater, NJGwn Securities Inc.Adviser and broker–Atlas2022
5Rodger T. GuerraBurlington, NJGwn Securities Inc.Adviser and broker–Atlas2008
6Justin HeaslipBridgewater, NJGwn Securities Inc.Adviser and broker–Atlas2019
7John A. MalcolmChatham, NJGwn Securities Inc.Adviser and brokerCFPAtlas2006
8Matthew T. MonahanBasking Ridge, NJGwn Securities Inc.Adviser and broker–Atlas2019
9William F. PlumBridgewater, NJGwn Securities Inc.Adviser and broker–Atlas2010
10Joseph F. Ruffenach Jr.Egg Harbor Township, NJGwn Securities Inc.Adviser and broker–Atlas2007

3 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.