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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 37 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

37 advisors

Unlock all 37
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Raquel AlegriaSylmar, CAGwn Securities Inc.Adviser and broker–Atlas2025
2Cooper J. AllenSan Juan Capistrano, CAGwn Securities Inc.Adviser and broker–Atlas2026
3Vaspour AntanesianGlendale, CAGwn Securities Inc.Adviser and broker–Atlas2015
4Loren E. BarrettLos Angeles, CAGwn Securities Inc.Adviser and broker–Atlas2023
5Ryan D. BoudreauFoot Hill Ranch, CAGwn Securities Inc.Adviser and broker–Atlas2002
6William R. Carlen-JonesSan Francisco, CAGwn Securities Inc.Adviser and broker–Atlas2025
7Robindronath P. ChatterjeeOakland, CAGwn Securities Inc.Adviser and broker–Atlas2024
8Anson ChenArcadia, CAGwn Securities Inc.Adviser and broker–Atlas2024
9Luke T. ChuaCarlsbad, CAGwn Securities Inc.Adviser and broker–Atlas2026
10Satinder S. DhindsaBakersfield, CAGwn Securities Inc.Adviser and broker–Atlas2020

27 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.