Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Michael A. CicconeSummit, NJ | Cary Street Partners | Adviser only | CFP | Atlas | 2019 |
| 2David J. CottamMorristown, NJ | Cary Street Partners | Adviser only | – | Atlas | 2002 |
| 3Todd EngmannMorristown, NJ | Cary Street Partners | Adviser and broker | – | Atlas | 2003 |
| 4John R. FarrellMorristown, NJ | Cary Street Partners +1 more | Adviser only | CFA | Atlas | 2025 |
| 5Amy D. MacisaacMorristown, NJ | Cary Street Partners | Adviser and broker | – | Atlas | 2004 |
| 6Michael C. ProvineMorristown, NJ | Cary Street Partners | Adviser only | – | Atlas | 2002 |
| 7Alan J. ReefSummit, NJ | Cary Street Partners +1 more | Adviser only | – | Atlas | 2020 |
| 8Kyle SaulMorristown, NJ | Cary Street Partners | Adviser only | – | Atlas | 2025 |
| 9Mike S. SaulMorristown, NJ | Cary Street Partners | Adviser and broker | – | Atlas | 1997 |
| 10Richard S. SpinnerMorristown, NJ | Cary Street Partners | Adviser only | CFP, ChFC | Atlas | 2008 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.