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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 103 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

103 advisors

Unlock all 103
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Antonio J. AdaoNorth Little Rock, ARSowell ManagementAdviser only–Atlas2026
2Morris M. AmiriNorth Little Rock, ARSowell ManagementAdviser only–Atlas2007
3Oliver J. BakkerHouston, TXSowell ManagementAdviser only–Atlas2024
4Chris D. BalkaSeattle, WASowell ManagementAdviser only–Atlas1995
5James J. BenetForest, VASowell ManagementAdviser only–Atlas2003
6Christopher M. BerbenNorth Little Rock, ARSowell ManagementAdviser onlyCFPAtlas2011
7Eric F. BillimoriaSchaumberg, ILSowell ManagementAdviser onlyCFPAtlas2012
8Farokh B. BillimoriaSugar Land, TXSowell ManagementAdviser onlyCFPAtlas2002
9Philip W. BodineGranite Bay, CASowell ManagementAdviser only–Atlas2010
10Patrick J. BosworthNorth Little Rock, ARSowell ManagementAdviser only–Atlas2025

93 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.