Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
8 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Carl H. DemartiniLaguna Woods, CA | Rb Capital Management, LLC | Adviser only | – | Atlas | 2006 |
| 2Gary S. DemeraBurlingame, CA | Rb Capital Management, LLC | Adviser and broker | – | Atlas | 2000 |
| 3Craig C. FriedersWalnut Creek, CA | Rb Capital Management, LLC | Adviser and broker | – | Atlas | 2002 |
| 4John E. MartyBurlingame, CA | Rb Capital Management, LLC | Adviser only | – | Atlas | 1998 |
| 5John G. MullenWalnut Creek, CA | Rb Capital Management, LLC | Adviser and broker | – | Atlas | 2014 |
| 6Steven A. OcheltreeMorro Bay, CA | Rb Capital Management, LLC | Adviser only | – | Atlas | 2020 |
| 7Justin M. SloanWindsor, CA | Rb Capital Management, LLC | Adviser only | CFP, CFA | Atlas | 2010 |
| 8Shawn D. YoungFresno, CA | Rb Capital Management, LLC | Adviser only | – | Atlas | 2005 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.