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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 31 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

31 advisors

Unlock all 31
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Gregory A. BaldwinAlbany, NYPks Advisory Services, LLCAdviser and broker–Atlas1995
2Scott M. CahillAlbany, NYPks Advisory Services, LLCAdviser and broker–Atlas2021
3Lloyd W. ChurchMalta, NYPks Advisory Services, LLCAdviser and broker–Atlas2021
4Eli N. CohenAlbany, NYPks Advisory Services, LLCAdviser and broker–Atlas2025
5Dennis R. ColavitoAlbany, NYPks Advisory Services, LLCAdviser and broker–Atlas2021
6Benjamin CoutureAlbany, NYPks Advisory Services, LLCAdviser and broker–Atlas2021
7Louis J. CzerwinskiAlbany, NYPks Advisory Services, LLCAdviser and broker–Atlas2014
8Michael J. DejulioAlbany, NYPks Advisory Services, LLCAdviser and broker–Atlas2021
9Steven M. DolinskiAlbany, NYPks Advisory Services, LLCAdviser and broker–Atlas2020
10Keith O. FloodAlbany, NYPks Advisory Services, LLCAdviser and broker–Atlas2021

21 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.