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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Daniel AubleAkron, OHSymphony Financial Services, Inc.Adviser and broker–Atlas2021
2Glen T. CrabtreeAkron, OHSymphony Financial Services, Inc.Adviser and broker–Atlas2026
3Spencer L. GabrielAkron, OHSymphony Financial Services, Inc.Adviser and broker–Atlas2001
4John Y. KimAkron, OHSymphony Financial Services, Inc. +1 moreAdviser and broker–Atlas2002
5Michael E. Laufman Jr.Akron, OHSymphony Financial Services, Inc.Adviser and broker–Atlas2026
6Mark K. MillarAkron, OHSymphony Financial Services, Inc.Adviser and broker–Atlas1999
7Paul D. Sansonette Jr.Akron, OHSymphony Financial Services, Inc.Adviser and broker–Atlas2003
8Craig M. SmallAkron, OHSymphony Financial Services, Inc.Adviser and brokerCFAAtlas2009
9Steven R. SmetanaAkron, OHSymphony Financial Services, Inc.Adviser and broker–Atlas2007
10Scott D. SpearsAkron, OHSymphony Financial Services, Inc.Adviser and broker–Atlas2004

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.