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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Richard T. BentleyVictor, NYCooper/Haims Advisors, LLCAdviser onlyCFPAtlas2004
2Andrea M. EllsVictor, NYCooper/Haims Advisors, LLCAdviser onlyCFP, CFAAtlas2014
3Jared HaimsVictor, NYCooper/Haims Advisors, LLCAdviser onlyCFPAtlas2021
4Dean M. HutchinsonVictor, NYCooper/Haims Advisors, LLCAdviser onlyCFPAtlas2021
5Daniel N. JonesVictor, NYCooper/Haims Advisors, LLCAdviser onlyCFP, PFSAtlas2006
6Matthew R. KelleyVictor, NYCooper/Haims Advisors, LLC +1 moreAdviser onlyCFAAtlas2010
7Benjamin W. OwensVictor, NYCooper/Haims Advisors, LLCAdviser onlyCFPAtlas2021
8Brian S. RoesVictor, NYCooper/Haims Advisors, LLCAdviser onlyCFPAtlas2021
9Andrew X. WongVictor, NYCooper/Haims Advisors, LLCAdviser onlyCFPAtlas2021

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.