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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 16 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

16 advisors

Unlock all 16
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Aimo BergNew York, NYEmpirical Research Partners LLCAdviser and broker–Atlas2023
2Rochester H. CahanNew York, NYEmpirical Research Partners LLCAdviser and brokerCFAAtlas2023
3John M. Cunningham Jr.New York, NYEmpirical Research Partners LLCAdviser and broker–Atlas2023
4Richard S. DeroseNew York, NYEmpirical Research Partners LLCAdviser and brokerCFAAtlas2023
5John M. Gavin IIINew York, NYEmpirical Research Partners LLCAdviser and broker–Atlas2023
6Michael L. GoldsteinNew York, NYEmpirical Research Partners LLCAdviser only–Atlas2023
7Jacob GorelickNew York, NYEmpirical Research Partners LLCAdviser and broker–Atlas2023
8Brendan J. HaleyNew York, NYEmpirical Research Partners LLCAdviser and broker–Atlas2002
9Denis R. HurleyNew York, NYEmpirical Research Partners LLCAdviser and broker–Atlas2023
10Kenneth C. LafreniereNew York, NYEmpirical Research Partners LLCAdviser and broker–Atlas2023

6 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.