Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 62 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
62 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1James V. AdamAliso Viejo, CA | Wealthspire Retirement Advisory | Adviser only | – | Atlas | 2018 |
| 2Jamie A. BondAliso Viejo, CA | Wealthspire Retirement Advisory +1 more | Adviser only | – | Atlas | 2021 |
| 3Charles T. BrocatoAliso Viejo, CA | Wealthspire Retirement Advisory | Adviser only | – | Atlas | 2011 |
| 4Anthony A. CardinalAliso Viejo, CA | Wealthspire Retirement Advisory | Adviser and broker | – | Atlas | 2016 |
| 5Nikola DelicAliso Viejo, CA | Wealthspire Retirement Advisory | Adviser only | – | Atlas | 2026 |
| 6Corwin M. DickeyAliso Viejo, CA | Wealthspire Retirement Advisory | Adviser only | – | Atlas | 2008 |
| 7Marcel J. DupreAliso Viejo, CA | Wealthspire Retirement Advisory +1 more | Adviser only | – | Atlas | 2002 |
| 8Kristen M. EcholsAliso Viejo, CA | Wealthspire Retirement Advisory +1 more | Adviser only | – | Atlas | 2021 |
| 9Marc FeinbergAliso Viejo, CA | Wealthspire Retirement Advisory | Adviser only | – | Atlas | 2023 |
| 10Steven L. FestlerAliso Viejo, CA | Wealthspire Retirement Advisory | Adviser only | – | Atlas | 2014 |
52 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.