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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 211 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

211 advisors

Unlock all 211
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Gilbert ArevalosAlbuquerque, NMBfc Planning, Inc.Adviser and broker–Atlas2003
2Robert W. Bagby Jr.Cedar Rapids, IABfc Planning, Inc.Adviser and broker–Atlas2000
3Mark BakkumBismarck, NDBfc Planning, Inc.Adviser and broker–Atlas2015
4Edward J. BalmesCedar Rapids, IABfc Planning, Inc.Adviser and broker–Atlas1997
5Scott C. BarcombCedar Rapids, IABfc Planning, Inc. +1 moreAdviser and broker–Atlas2000
6Chase J. BauteCedar Rapids, IABfc Planning, Inc.Adviser and broker–Atlas2015
7James K. BeakasToledo, OHBfc Planning, Inc. +1 moreAdviser and broker–Atlas2004
8Robert E. BeardCedar Rapids, IABfc Planning, Inc. +1 moreAdviser and broker–Atlas2007
9Jason J. BernatBoardman, OHBfc Planning, Inc.Adviser and broker–Atlas2014
10Tarick L. BernatBoardman, OHBfc Planning, Inc.Adviser and broker–Atlas2002

201 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.