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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 126 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

126 advisors

Unlock all 126
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Robert W. Bagby Jr.Cedar Rapids, IABfc Planning, Inc.Adviser and broker–Atlas2000
2Edward J. BalmesCedar Rapids, IABfc Planning, Inc.Adviser and broker–Atlas1997
3Chase J. BauteCedar Rapids, IABfc Planning, Inc.Adviser and broker–Atlas2015
4Robert E. BeardCedar Rapids, IABfc Planning, Inc. +1 moreAdviser and broker–Atlas2007
5Thomas J. BerthelCedar Rapids, IABerthel, Fisher & Company Financial Services, Inc. +1 moreAdviser and broker–Atlas2001
6Terry L. BetzelbergerCedar Rapids, IABfc Planning, Inc.Adviser and broker–Atlas2001
7Matthew N. Bins-CastronovoCedar Rapids, IABfc Planning, Inc.Adviser and broker–Atlas2023
8Payton T. BoyeaCedar Rapids, IABfc Planning, Inc. +1 moreAdviser and broker–Atlas2020
9Scott M. BrannanCedar Rapids, IABfc Planning, Inc.Adviser and broker–Atlas2007
10Dylan D. BrooksCedar Rapids, IABfc Planning, Inc.Adviser and brokerCFPAtlas2003

116 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.