Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
8 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Jacob W. BakerLacey, WA | Planmember Securities Corporation | Adviser and broker | – | Atlas | 2022 |
| 2Bryan D. DeardenCarpinteria, CA | Planmember Securities Corporation +1 more | Adviser and broker | – | Atlas | 2017 |
| 3David DotsonSeattle, WA | Planmember Securities Corporation | Adviser and broker | – | Atlas | 1997 |
| 4Timothy K. KadlecCarpinteria, CA | Planmember Securities Corporation +1 more | Adviser and broker | – | Atlas | 2005 |
| 5Marlee R. LawsonLakewood, WA | Planmember Securities Corporation | Adviser and broker | – | Atlas | 2026 |
| 6Joshua J. MayrCarpinteria, CA | Planmember Securities Corporation +1 more | Adviser and broker | – | Atlas | 2019 |
| 7Erik J. PetersonEast Wenatchee, WA | Planmember Securities Corporation +1 more | Adviser and broker | – | Atlas | 2000 |
| 8Kurt A. RoddyGig Harbor, WA | Planmember Securities Corporation | Adviser and broker | – | Atlas | 2005 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.