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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 16 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

16 advisors

Unlock all 16
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Christopher S. AustinIrvine, CARBC Rochdale, LLCAdviser and brokerCFAAtlas2011
2Namik BeganovicBeverly Hills, CARBC Rochdale, LLCAdviser and broker–Atlas2015
3Albert DiazBeverly Hills, CARBC Rochdale, LLCAdviser only–Atlas2023
4Adrian M. EngelBeverly Hills, CARBC Rochdale, LLCAdviser and brokerCFAAtlas2015
5Adam J. IzaacBeverly Hills, CARBC Rochdale, LLCAdviser and brokerCFAAtlas2011
6Joanne A. LandaPasadena, CARBC Rochdale, LLCAdviser and broker–Atlas2022
7Vincent J. LemoineSan Francisco, CARBC Rochdale, LLCAdviser and brokerCFAAtlas2022
8Evan J. LincolnSan Francisco, CARBC Rochdale, LLCAdviser and broker–Atlas2019
9Samuel A. MelchiorreBeverly Hills, CARBC Rochdale, LLCAdviser only–Atlas2019
10Poul Erik OlsenSan Francisco, CARBC Rochdale, LLCAdviser and broker–Atlas2003

6 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.