Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 7 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
7 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Kaleb B. AndrepontLafayette, LA | Going CPAS & Wealth Advisors, LLP | Adviser only | PFS | Atlas | 2024 |
| 2Seth E. DabneyLafayette, LA | Going CPAS & Wealth Advisors, LLP | Adviser only | PFS | Atlas | 2024 |
| 3William K. GeorgeLafayette, LA | Going CPAS & Wealth Advisors, LLP | Adviser only | PFS | Atlas | 2024 |
| 4Scott D. HayesOpelousas, LA | Going CPAS & Wealth Advisors, LLP | Adviser only | PFS | Atlas | 2024 |
| 5Craig C. LebouefOpelousas,, LA | Going CPAS & Wealth Advisors, LLP | Adviser only | CFP, PFS | Atlas | 2008 |
| 6Robert A. Roy Jr.Lafayette, LA | Going CPAS & Wealth Advisors, LLP | Adviser only | PFS | Atlas | 2024 |
| 7Amy B. SpellmanLafayette, LA | Going CPAS & Wealth Advisors, LLP | Adviser only | PFS | Atlas | 2024 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.