Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 158 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
158 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Michael J. AllanNew York, NY | B. Riley Wealth Advisors, Inc. | Adviser and broker | CFP | Atlas | 2010 |
| 2Woodworth S. AndersonSeattle, WA | B. Riley Wealth Advisors, Inc. | Adviser and broker | – | Atlas | 2009 |
| 3Patrick L. BairdPompano Beach, FL | B. Riley Wealth Advisors, Inc. | Adviser and broker | – | Atlas | 2021 |
| 4Jody S. BalmerNewcastle, WA | B. Riley Wealth Advisors, Inc. | Adviser and broker | – | Atlas | 2005 |
| 5James BaroutasNew York, NY | B. Riley Wealth Advisors, Inc. | Adviser and broker | – | Atlas | 2006 |
| 6Daniel M. BesseFairfield, CT | B. Riley Wealth Advisors, Inc. | Adviser only | – | Atlas | 2006 |
| 7Athol J. Bias Jr.Castalia, OH | B. Riley Wealth Advisors, Inc. | Adviser and broker | – | Atlas | 1998 |
| 8Sheldon D. BlackMiramar, FL | B. Riley Wealth Advisors, Inc. | Adviser and broker | – | Atlas | 2019 |
| 9Michael BlankRidgewood, NJ | B. Riley Wealth Advisors, Inc. | Adviser only | – | Atlas | 2014 |
| 10Jeffrey N. BollingKitty Hawk, NC | B. Riley Wealth Advisors, Inc. | Adviser and broker | – | Atlas | 2004 |
148 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.