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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1John M. DennisMidlothian, VAPrincipal Securities, Inc.Adviser and broker–Atlas2005
2Garrett M. FordAlexandria, VAPrincipal Securities, Inc.Adviser and brokerCFPAtlas2003
3William R. Frazer IIILocust Grove, VAPrincipal Securities, Inc.Adviser and broker–Atlas2006
4Melinda A. LassiterMechanicsville, VAPrincipal Securities, Inc.Adviser and broker–Atlas2005
5Joseph H. LooneyAlexandria, VAPrincipal Securities, Inc.Adviser and broker–Atlas2017
6Michael G. MartinMechanicsville, VAPrincipal Securities, Inc.Adviser and broker–Atlas2024
7Philip E. ShowalterLynchburg, VAPrincipal Securities, Inc.Adviser and broker–Atlas2000
8Carter E. SteilNorfolk, VAPrincipal Securities, Inc.Adviser and broker–Atlas2017
9Christopher R. TrippBurgess, VAPrincipal Securities, Inc.Adviser and broker–Atlas2023
10Peter H. WebsterAlexandria, VAPrincipal Securities, Inc.Adviser and broker–Atlas2019

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.