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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 67 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

67 advisors

Unlock all 67
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Uzochukwu L. AnughoraMinnetonka, MNPrincipal Securities, Inc.Adviser and broker–Atlas2019
2David M. BenderLake Elmo, MNPrincipal Securities, Inc.Adviser and broker–Atlas2014
3Susan J. BentleyMinneapolis, MNPrincipal Securities, Inc.Adviser and broker–Atlas2004
4Richlieu BerkleyMinnetonka, MNPrincipal Securities, Inc.Adviser and broker–Atlas2020
5Melissa A. BittingChanhassen, MNPrincipal Securities, Inc.Adviser and broker–Atlas2014
6Sara M. BodnarRichfield, MNPrincipal Securities, Inc.Adviser and broker–Atlas2013
7Timothy J. BoysEden Prairie, MNPrincipal Securities, Inc.Adviser and broker–Atlas2014
8Michelle L. CampbellEden Prairie, MNPrincipal Securities, Inc.Adviser and broker–Atlas2022
9Joseph J. CarwardineMinnetonka, MNPrincipal Securities, Inc.Adviser and broker–Atlas2004
10Michael P. ConlonLake Elmo, MNPrincipal Securities, Inc.Adviser and brokerCFPAtlas2004

57 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.