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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Ryan S. BoucheyMedfield, MABouchey Financial Group, Ltd.Adviser onlyCFPAtlas2021
2Steven B. BoucheyTroy, NYBouchey Financial Group, Ltd.Adviser onlyCFPAtlas2010
3Catherine E. BuckTroy, NYBouchey Financial Group, Ltd.Adviser onlyCFPAtlas2024
4David W. Clarke Jr.Troy, NYBouchey Financial Group, Ltd.Adviser only–Atlas2021
5Samantha B. MaseySaratoga Springs, NYBouchey Financial Group, Ltd.Adviser onlyCFPAtlas2023
6John S. MilletTroy, NYBouchey Financial Group, Ltd.Adviser only–Atlas2024
7Martin X. ShieldsJupiter, FLBouchey Financial Group, Ltd.Adviser onlyCFPAtlas2007
8Scott P. StroheckerTroy, NYBouchey Financial Group, Ltd.Adviser onlyCFPAtlas2024
9Vincenzo G. TestaTroy, NYBouchey Financial Group, Ltd.Adviser onlyCFPAtlas2023
10Harmony D. WagnerTroy, NYBouchey Financial Group, Ltd.Adviser onlyCFPAtlas2021

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.