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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Charles AuerbachCollierville, TNTlg Advisors, Inc.Adviser onlyCFP, ChFCAtlas2004
2Gary L. GrayLafollette, TNTlg Advisors, Inc.Adviser and brokerChFCAtlas2004
3Bruce MartinCollierville, TNTlg Advisors, Inc.Adviser onlyCFPAtlas2012
4James T. Murphy Sr.Nashville, TNTlg Advisors, Inc.Adviser and brokerChFCAtlas2012
5Kyle W. PeaceFranklin, TNTlg Advisors, Inc.Adviser and broker–Atlas2008
6Stephen D. StampsColliersville, TNTlg Advisors, Inc.Adviser and broker–Atlas2010
7Sara A. StevensMemphis, TNTlg Advisors, Inc.Adviser and brokerCFPAtlas2006
8Justin S. SykesFranklin, TNTlg Advisors, Inc.Adviser and broker–Atlas2016
9Jonathan L. YatesKingsport, TNTlg Advisors, Inc.Adviser and broker–Atlas2021

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.