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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 16 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

16 advisors

Unlock all 16
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Salim AdmonLos Angeles, CATlg Advisors, Inc.Adviser and brokerCFPAtlas2005
2Adriana O. Beltran RomeoFallbrook, CATlg Advisors, Inc.Adviser and broker–Atlas2019
3Daniel R. EngelSan Diego, CATlg Advisors, Inc.Adviser and broker–Atlas2025
4William S. GallonLos Angeles, CATlg Advisors, Inc.Adviser and broker–Atlas2026
5Ikuyo HiraguchiLos Angeles, CATlg Advisors, Inc.Adviser and broker–Atlas2011
6Jonathan P. JohnenVentura, CATlg Advisors, Inc.Adviser and brokerCFPAtlas2021
7Shu KanekoLos Angeles, CATlg Advisors, Inc.Adviser and broker–Atlas2023
8Gavin KreitzLos Angeles, CATlg Advisors, Inc.Adviser and broker–Atlas2026
9Li Yang LeeSan Mateo, CATlg Advisors, Inc.Adviser and broker–Atlas2012
10Lisa LeeCherry Valley, CATlg Advisors, Inc.Adviser and broker–Atlas2024

6 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.