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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Judith G. Alexander-WasleyRochester, NYCiccarelli Advisory Services Inc. +1 moreAdviser and broker–Atlas2010
2Paul F. CiccarelliNaples, FLCiccarelli Advisory Services Inc. +1 moreAdviser and brokerCFP, ChFCAtlas1992
3Raymond F. CiccarelliRochester, NYCiccarelli Advisory Services Inc. +1 moreAdviser and broker–Atlas1986
4Anthony J. CuratoloNaples, FLCiccarelli Advisory Services Inc. +1 moreAdviser and broker–Atlas1992
5Lynn A. FerrainaNaples, FLCiccarelli Advisory Services Inc. +1 moreAdviser and broker–Atlas1993
6Jasen M. GilbertNaples, FLCiccarelli Advisory Services Inc. +1 moreAdviser and broker–Atlas2007
7Kim C. KantorNaples, FLCiccarelli Advisory Services Inc. +1 moreAdviser and brokerCFPAtlas1986
8Steven T. MerkelBonita Springs, FLCiccarelli Advisory Services Inc. +1 moreAdviser and brokerCFP, ChFCAtlas2003
9Jill C. RappsNaples, FLCiccarelli Advisory Services Inc. +1 moreAdviser and brokerCFPAtlas1992
10Samantha R. WebsterRochester, NYCiccarelli Advisory Services Inc. +1 moreAdviser and brokerCFPAtlas2009

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.