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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Teresa D. ArmelNew York, NYNext Capital Management LLCAdviser only–Atlas2020
2Ryan W. DavisNew York, NYNext Capital Management LLCAdviser onlyCFAAtlas2013
3Christopher L. FineburgMars, PANext Capital Management LLCAdviser onlyCFAAtlas2019
4Andrew C. HartNew York, NYNext Capital Management LLCAdviser only–Atlas1999
5Ross LevinNew York, NYNext Capital Management LLCAdviser only–Atlas2006
6Daniel I. MagierNew York, NYNext Capital Management LLCAdviser onlyCFPAtlas2015
7Christopher J. OfsthunNew York, NYNext Capital Management LLCAdviser only–Atlas2021
8Frazer C. RiceNew York, NYNext Capital Management LLCAdviser only–Atlas2019
9Theodore B. SmithNew York, NYNext Capital Management LLCAdviser and broker–Atlas2022
10Danielle E. UdlandNew York, NYNext Capital Management LLCAdviser only–Atlas2026

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.