Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says
AtlasFinancial ADVSR
Open free

Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jessica L. AdamsPonte Vedra Beach, FLB&C Financial AdvisorsAdviser only–Atlas2017
2Jacqueline A. BosPonte Vedra Beach, FLB&C Financial AdvisorsAdviser only–Atlas2012
3Jonathan BottaroPonte Vedra Beach, FLB&C Financial AdvisorsAdviser onlyCFPAtlas2022
4Allan A. CohenPonte Vedra Beach, FLB&C Financial AdvisorsAdviser onlyCFPAtlas1997
5Thomas L. Ellis Jr.Ponte Vedra Beach, FLB&C Financial AdvisorsAdviser only–Atlas2011
6Sean R. GuldiPonte Vedra Beach, FLB&C Financial AdvisorsAdviser onlyCFPAtlas2010
7Kellie A. KelleherPonte Vedra Beach, FLB&C Financial AdvisorsAdviser only–Atlas2024
8Ansley R. NicholsonPonte Vedra Beach, FLB&C Financial AdvisorsAdviser onlyCFPAtlas2024
9Adam T. OertherPonte Vedra Beach, FLB&C Financial AdvisorsAdviser onlyCFPAtlas2012

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.