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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 13 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

13 advisors

Unlock all 13
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jonathan L. BeckerSan Ramon, CACalifornia Financial AdvisorsAdviser only–Atlas2005
2John A. CordanoSan Ramon, CACalifornia Financial AdvisorsAdviser onlyChFCAtlas1998
3Kayla R. FernandezSan Ramon, CACalifornia Financial AdvisorsAdviser onlyCFPAtlas2020
4Michelle P. HigginsSan Ramon, CACalifornia Financial AdvisorsAdviser only–Atlas1998
5Michael F. MaloonSan Ramon, CACalifornia Financial AdvisorsAdviser onlyCFP, ChFCAtlas1998
6Sean M. MaloonSan Ramon, CACalifornia Financial AdvisorsAdviser only–Atlas2025
7Mark A. PitreSan Ramon, CACalifornia Financial AdvisorsAdviser onlyCFPAtlas1998
8Nicholas T. PowersSan Ramon, CACalifornia Financial AdvisorsAdviser only–Atlas2026
9Thomas J. PowersSan Ramon, CACalifornia Financial AdvisorsAdviser onlyCFP, ChFCAtlas1998
10Gabriella M. StampsSan Ramon, CACalifornia Financial AdvisorsAdviser only–Atlas2026

3 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.