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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 12 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

12 advisors

Unlock all 12
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1William J. AverillLos Angeles, CAAristotle Capital Management, LLCAdviser and broker–Atlas2005
2Raymond J. BertrandLos Angeles, CAAristotle Capital Management, LLCAdviser and broker–Atlas2006
3Moshe GoldsteinLos Angeles, CAAristotle Capital Management, LLCAdviser and broker–Atlas2019
4Ryan G. HoranLos Angeles, CAAristotle Capital Management, LLCAdviser and brokerCFAAtlas2010
5Kristie L. LeslieLos Angeles, CAAristotle Capital Management, LLCAdviser and broker–Atlas2006
6David M. MartinLos Angeles, CAAristotle Capital Management, LLCAdviser and broker–Atlas2003
7Braeden SalazarLos Angeles, CAAristotle Capital Management, LLCAdviser and broker–Atlas2026
8Tejas S. ShirguppiLos Angeles, CAAristotle Capital Management, LLCAdviser and broker–Atlas2018
9Michael G. SindiciSan Diego, CAAristotle Capital Management, LLCAdviser and brokerCFAAtlas2005
10Donald R. WiseLos Angeles, CAAristotle Capital Management, LLCAdviser and broker–Atlas2005

2 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.