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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

8 advisors

Unlock all 8
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Carley E. BohnDallas, TXMai Capital Management, LLCAdviser only–Atlas2024
2Dustin A. EldridgeDallas, TXMai Capital Management, LLCAdviser onlyCFPAtlas2014
3Logan M. FrasierDallas, TXMai Capital Management, LLCAdviser only–Atlas2025
4Jeffrey A. FrittsDallas, TXMai Capital Management, LLCAdviser only–Atlas2022
5Scott W. PhillipsDallas, TXMai Capital Management, LLCAdviser only–Atlas2006
6Brian S. SearsDallas, TXMai Capital Management, LLCAdviser only–Atlas2000
7Hunter ShoemakeDallas, TXMai Capital Management, LLCAdviser onlyCFPAtlas2021
8Matthew J. WellsHouston, TXMai Capital Management, LLCAdviser onlyCFAAtlas2005

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.