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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Carolyn G. BennettNashville, TNWoodmont Investment Counsel, LLCAdviser onlyCFAAtlas2025
2Jason BonnNashville, TNWoodmont Investment Counsel, LLCAdviser onlyCFPAtlas2020
3Jack DupuyNashville, TNWoodmont Investment Counsel, LLCAdviser onlyCFAAtlas2024
4Stephen A. FrohsinNashville, TNWoodmont Investment Counsel, LLCAdviser only–Atlas2000
5Nicole C. HughesNashville, TNWoodmont Investment Counsel, LLCAdviser onlyCFPAtlas2019
6Ann Taylor H. KnottsNashville, TNWoodmont Investment Counsel, LLCAdviser onlyCFP, CFAAtlas2021
7Brian J. KopinskiNashville, TNWoodmont Investment Counsel, LLCAdviser onlyCFAAtlas2021
8Andrew J. PeaposNashville, TNWoodmont Investment Counsel, LLCAdviser onlyCFPAtlas2021
9Lindsay A. YoungbauerNashville, TNWoodmont Investment Counsel, LLCAdviser onlyCFPAtlas2019

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.