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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Daniel C. CarterHouston, TXCibc Private Wealth Advisors, Inc.Adviser only–Atlas2001
2Mark E. FrazierAustin, TXCibc Private Wealth Advisors, Inc.Adviser onlyCFAAtlas2000
3Nicole M. GrangerAustin, TXCibc Private Wealth Advisors, Inc.Adviser only–Atlas2022
4Christina E. GummDallas, TXCibc Private Wealth Advisors, Inc.Adviser only–Atlas2019
5Robert K. JohnsonAustin, TXCibc Private Wealth Advisors, Inc.Adviser and broker–Atlas2023
6Kenneth A. McClintockHouston, TXCibc Private Wealth Advisors, Inc.Adviser and broker–Atlas2023
7Connor M. McGarveyDallas, TXCibc Private Wealth Advisors, Inc.Adviser only–Atlas2021
8Michael R. SmithAustin, TXCibc Private Wealth Advisors, Inc.Adviser only–Atlas2006
9Bas SolleveldHouston, TXCibc Private Wealth Advisors, Inc.Adviser only–Atlas2017
10John W. WinslowDallas, TXCibc Private Wealth Advisors, Inc.Adviser onlyCFAAtlas1996

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.