Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Luke D. BerteStamford, CT | Vision Investment Advisors, LLC | Adviser and broker | – | Atlas | 2019 |
| 2Justin E. BoshnackStamford, CT | Vision Investment Advisors, LLC | Adviser only | – | Atlas | 2015 |
| 3Steven E. FreedDelray Beach, FL | Vision Investment Advisors, LLC | Adviser and broker | – | Atlas | 2010 |
| 4John M. KarafaStamford, CT | Vision Investment Advisors, LLC | Adviser and broker | – | Atlas | 2011 |
| 5William D. KatzelisFallbrook, CA | Vision Investment Advisors, LLC | Adviser only | – | Atlas | 2022 |
| 6Ana MartinezStamford, CT | Vision Investment Advisors, LLC | Adviser and broker | – | Atlas | 2016 |
| 7Andrew K. RibbensStamford, CT | Vision Investment Advisors, LLC | Adviser and broker | – | Atlas | 2025 |
| 8Emanuel A. Romero-ViciniStamford, CT | Vision Investment Advisors, LLC | Adviser and broker | – | Atlas | 2009 |
| 9Howard M. RothmanStamford, CT | Vision Investment Advisors, LLC | Adviser and broker | – | Atlas | 2006 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.