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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Daniel R. AbbasiNew York, NYDouglass Winthrop Advisors LLCAdviser only–Atlas2023
2Edward A. CrawfordWashington, DCDouglass Winthrop Advisors LLCAdviser only–Atlas2013
3Charles A. FrentzNew York, NYDouglass Winthrop Advisors LLCAdviser onlyCFAAtlas2026
4Garrett M. HaywardNew York, NYDouglass Winthrop Advisors LLCAdviser onlyCFAAtlas2022
5Lea P. HighetNew York, NYDouglass Winthrop Advisors LLCAdviser onlyCFPAtlas2021
6Charles T. HowardNew York, NYDouglass Winthrop Advisors LLCAdviser only–Atlas2022
7Joshua C. HuffardNew York, NYDouglass Winthrop Advisors LLCAdviser only–Atlas2021
8Daniel B. Obrien IINew York, NYDouglass Winthrop Advisors LLCAdviser only–Atlas2021
9Pamela L. RaviolNew York, NYDouglass Winthrop Advisors LLCAdviser only–Atlas2011
10John Winthrop Jr.New York, NYDouglass Winthrop Advisors LLCAdviser only–Atlas2022

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.