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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 20 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

20 advisors

Unlock all 20
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Robert E. BaischNew York, NYLadenburg Thalmann Asset Management Inc.Adviser and broker–Atlas2018
2Kevin P. BarrettManhasset, NYLadenburg Thalmann Asset Management Inc.Adviser and broker–Atlas2024
3Philip S. BlancatoNew York, NYLadenburg Thalmann Asset Management Inc. +1 moreAdviser and broker–Atlas2003
4Fred P. Boy IVNew York, NYLadenburg Thalmann Asset Management Inc.Adviser and brokerCFAAtlas2017
5Alexander P. BreslinMelville, NYLadenburg Thalmann Asset Management Inc.Adviser and broker–Atlas2004
6Adam J. CabibiNorcross, GALadenburg Thalmann Asset Management Inc.Adviser and broker–Atlas2005
7Belfield H. CarterNorcross, GALadenburg Thalmann Asset Management Inc.Adviser and broker–Atlas2017
8Matthew CrosbyNew York, NYLadenburg Thalmann Asset Management Inc.Adviser and broker–Atlas2026
9Dan DaleyNaples, FLLadenburg Thalmann Asset Management Inc.Adviser and broker–Atlas2023
10Benjamin DennisBrooklyn, NYLadenburg Thalmann Asset Management Inc.Adviser and brokerCFAAtlas2023

10 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.