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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 186 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

186 advisors

Unlock all 186
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Andrew V. Aldi IIIBrielle, NJColumbia Management Investment Advisers, LLCAdviser and broker–Atlas2005
2Kenneth T. Alexander IIIBoston, MAColumbia Management Investment Advisers, LLCAdviser and broker–Atlas2026
3Nolan M. AndersonBoston, MAColumbia Management Investment Advisers, LLCAdviser and broker–Atlas2025
4Peter S. AndersonBoston, MAColumbia Management Investment Advisers, LLCAdviser and broker–Atlas2011
5Caroline K. ApplewhiteBoston, MAColumbia Management Investment Advisers, LLCAdviser and broker–Atlas2024
6Lindsay C. ArdisBoston, MAColumbia Management Investment Advisers, LLCAdviser and broker–Atlas2008
7Lucas AscoliBoston, MAColumbia Management Investment Advisers, LLCAdviser and broker–Atlas2026
8Scott A. AveryCary, NCColumbia Management Investment Advisers, LLCAdviser and broker–Atlas2002
9Kevin D. BalesNorth Ridgeville, OHColumbia Management Investment Advisers, LLCAdviser and brokerCFAAtlas2019
10Andrea F. BartoloDallas, TXColumbia Management Investment Advisers, LLCAdviser and broker–Atlas2012

176 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.