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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Danielle B. AmundsonOnalaska, WIValmark Advisers, Inc.Adviser and broker–Atlas2026
2Stefani J. FiedlerRice Lake, WIValmark Advisers, Inc.Adviser and brokerCFP, ChFCAtlas2014
3Scott E. KellyMadison, WIValmark Advisers, Inc.Adviser and broker–Atlas1998
4Joshua T. LiederOnalaska, WIValmark Advisers, Inc.Adviser and broker–Atlas2010
5Rosalie K. MathersMadison, WIValmark Advisers, Inc.Adviser and brokerCFP, ChFCAtlas2016
6Bradley J. MuellerMiddleton, WIValmark Advisers, Inc.Adviser and broker–Atlas2009
7Michael M. NicholsonMadison, WIValmark Advisers, Inc.Adviser and brokerChFCAtlas2006
8Eric M. PelleRice Lake, WIValmark Advisers, Inc.Adviser and broker–Atlas2025
9Chad J. PetersonRice Lake, WIValmark Advisers, Inc.Adviser and brokerCFPAtlas2019
10Brent J. WelchMadison, WIValmark Advisers, Inc.Adviser and brokerCFP, ChFCAtlas2000

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.