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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Reynaldo Batista Jr.Montgomery, TXDominion Portfolio Management, Inc. +1 moreAdviser and broker–Atlas2014
2John E. BoydAmarillo, TXDominion Portfolio Management, Inc.Adviser and broker–Atlas2011
3Joyce L. BriskinSan Antonio, TXDominion Portfolio Management, Inc.Adviser and broker–Atlas2006
4Bryan ClemmonsAthens, TXDominion Portfolio Management, Inc.Adviser and broker–Atlas2014
5Balint B. GalMarble Falls, TXCalton & Associates, Inc. +1 moreAdviser and broker–Atlas2026
6James E. Hughes Jr.Jasper, TXDominion Portfolio Management, Inc.Adviser and broker–Atlas2009
7Lauren H. JasonCanton, TXDominion Portfolio Management, Inc.Adviser and broker–Atlas2015
8Charles E. MaraggiaCarthage, TXDominion Portfolio Management, Inc.Adviser and broker–Atlas2021
9Drew E. NixonCarthage, TXDominion Portfolio Management, Inc.Adviser and broker–Atlas1989

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.