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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 30 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

30 advisors

Unlock all 30
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Sarah Lang AndersonBrooklyn, NYUBS Asset Management (Americas) LLCAdviser and broker–Atlas2023
2Michael S. BelascoNew York, NYUBS Asset Management (Americas) LLCAdviser and broker–Atlas2017
3Stephen E. CanterFairfield, CTUBS Asset Management (Americas) LLCAdviser and broker–Atlas2013
4Thomasina M. CarneyNew York, NYUBS Asset Management (Americas) LLCAdviser and broker–Atlas2013
5Cathy A. DesjardinsDenver, COUBS Asset Management (Americas) LLCAdviser and broker–Atlas2009
6Fernando DiazNew York, NYUBS Asset Management (Americas) LLCAdviser and broker–Atlas2026
7Tabitha M. GhahariNew York, NYUBS Asset Management (Americas) LLCAdviser and broker–Atlas2015
8Amanda HaywoodNew York, NYUBS Asset Management (Americas) LLCAdviser and broker–Atlas2022
9Charlotte B. HelmigNew York, NYUBS Asset Management (Americas) LLCAdviser and broker–Atlas2025
10Jae Woong JangNew York, NYUBS Asset Management (Americas) LLCAdviser and broker–Atlas2021

20 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.